For appointed representatives and introducers, the FCA require us to carry out a fit and proper review, which will look into the history and the financial stability of the organisation, and its owners and management. During the review for appointed representatives an approved person will be selected as the person responsible with the organisation and the main point of contact for us.
Formal notification is sent to the FCA once a TOBA is in place and this will officially bring you under t&g’s permissions as either an appointed representative or introducer.
